Protocol for the investigation of Geographically Associated Cases
of Variant Creutzfeldt-Jakob Disease
Final version
Peter Horby
Hester Ward
Simon Cousens
Noel Gill
Nicky Connor
David Walker
Alan Harvey
Roland Salmon
9th April 2001
1 Background
Variant Creutzfeldt-Jakob Disease (vCJD) was first recognised in 1996. The disease is thought to be caused by the same agent that causes Bovine Spongiform Encephalopathy (BSE) in cattle, but the route(s) by which transmission to humans occurs remains to be established.
Cases of vCJD have been identified that appear to be associated with one another geographically. This may be by virtue of geographical proximity of residence or another link with the same area e.g. attending the same school or work place. The geographical association may be current or historic. Individuals with vCJD who appear to be associated in these ways are referred to here as geographically associated cases.
The association between these cases may reflect a common experience that is related to their having become infected with the BSE agent. Investigating cases that are associated geographically may therefore help to identify risk factors for transmission of infection.
An understanding of how the infectious agent is transmitted is important for a number of reasons:
In addition to the reasons outlined above, when geographically associated cases of vCJD are identified, the Director of Public Health (DPH) of the Health Authority or Health Board involved will to want to determine if there is a continuing risk to public health. The DPH of a Health Authority or Board has a statutory duty to ensure that effective arrangements are in place to control communicable diseases.
However, it is important to recognise that cases of vCJD that are geographically associated may have acquired their infection through a different route to cases that are not geographically associated. Hence any hypotheses generated for geographically associated cases will also need to be tested in cases that have no apparent geographical association with other cases.
2 Investigation framework
All suspected cases of vCJD should be referred to the National Creutzfeldt-Jakob Disease Surveillance Unit (NCJDSU) for confirmation of diagnosis. As soon as possible after referral the NCJDSU will carry out a medical examination of the individual and interview a close family member. The interview seeks detailed information on diet, medical procedures, occupation, and educational and residential histories. Since individuals from the NCJDSU are amongst the first to become aware of new cases of vCJD and have early contact with the families of cases, the NCJDSU is most likely to identify an association between cases.
All suspected cases of vCJD referred to the NCJDSU will be reported to the Public Health Department of the Health Authority or Board where the case is resident (see guidance on local reporting of CJD). Local public health teams may therefore identify geographical associations between cases.
The detailed investigation of geographically associated cases of vCJD requires a co-ordinated and consistent approach that incorporates local and national expertise, knowledge and information.
A National Steering Group will provide guidance on the appropriate response to geographically associated cases of vCJD (Appendix 1). This National Steering Group will be composed of representatives from the NCJDSU, the Scottish Centre for Infection and Environmental health (SCIEH), the Department of Health, the London School of Hygiene and Tropical Medicine (LSHTM), the Public Health Laboratory Service, Communicable Disease Surveillance Centre (CDSC) and the Public Health Medicine Environmental Group (PHMEG).
When a decision is required on whether to undertake a detailed investigation of geographically associated cases of vCJD, a Working Group of the National Steering Group will be convened. This Working Group will comprise the relevant Consultant(s) in Communicable Disease Control (C(s)CDC) from the Health Authority or Board where the cases currently reside, the relevant Regional Epidemiologist (RE), a representative from the NCJDSU, a representative from LSHTM and a representative from CDSC. To avoid delays, this group may convene by teleconference. An individual known as the Investigation Co-ordinator will act as the Secretary to the Working Group.
If the Working Group recommends detailed investigation of an apparent association, the Investigation Co-ordinator will be appointed to act on behalf of the National Steering Group and provide support to local agencies.
The agency that should lead the local investigation of geographically associated cases of vCJD is the Public Health Department of the Health Authority or Board in which the cases live. The relevant CCDC will lead the local Investigation Team on behalf of the DPH.
This protocol will be updated as information from these investigations accumulates.
3 Aim of investigation
To identify, through a series of co-ordinated and standardised investigations of geographically associated cases of vCJD, routes of transmission of the BSE agent to humans.
4 Objectives of investigation
5 Identifying geographically associated cases of vCJD
5.1 Definition
Because knowledge of vCJD is currently rudimentary, a useful definition of geographically associated cases will necessarily be loose.
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Definition of geographically associated cases Two or more cases of probable or definite vCJD where preliminary investigations suggest there is an association between the cases because of:
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There are a number of mechanisms by which geographically associated cases may be identified:
5.2 Initial action if the NCJDSU becomes aware of an association between cases
5.3 Initial action if local agency becomes aware of an association between cases
6 Deciding to initiate further investigations
A Working Group of the National Steering Group should be convened by telephone to review available evidence including that already gathered by the NCJDSU. The membership of this working group should include:
In deciding whether further investigation is necessary, the Working Group will consider the following information:
If the decision is taken not to initiate further investigations this should be documented along with the rationale for this decision. All decisions will have to be re-visited if further associated cases are identified.
6.1 Notifying national agencies
Once the decision to initiate further investigations has been taken, the Working Group will inform the relevant Department(s) of Health. The Department of Health will consider cascading the information to other national agencies if necessary e.g. Food Standards Agency, Ministry of Agriculture Fisheries and Food.
As Secretary to the Steering and Working groups, the Investigation Co-ordinator will be responsible for ensuring that the Department of Health is kept informed of decisions made by these two groups.
6.2 Biennial review of geographically associated cases
The Working Group will meet every six months to review all geographically associated cases. At this meeting the group will review:
The six monthly review meetings will be timetabled to take place approximately one month before the six monthly meeting of the Spongiform Encephalopathy Advisory Committee (SEAC) Epidemiology sub-group. This will allow the Working Group to prepare a summary report for the SEAC Epidemiology sub-group.
The full National Steering Group will meet annually, alternately in London and Edinburgh.
7 The Local Investigation
7.1 Membership of Local Investigation Team
The investigation will be undertaken by a Local Investigation Team. The chair and lead investigator should normally be the CCDC of the Health Authority or Board in which the majority of the cases reside. Suggested membership of the Local Investigation Team includes:
7.2 Operational issues
The Local Investigation Team should deal with the following issues as a priority at their first meeting:
7.3 Design issues
The investigation can be divided into a number of phases.
7.3.1 Preliminary phase
Population at risk
In order to investigate geographically associated cases it is important to try to define a population from which the cases have arisen. This helps provide parameters to the investigation and also will allow the appropriate selection of controls if this should become necessary.
Time
Exposure period. Exposure of the UK population to the BSE agent is likely to have been greatest between 1980 and 1996. However, earlier or later exposure cannot be ruled out.
Place
Can a meaningful geographic area be defined which contains the population at risk?
Person
Can a social network be defined which contains the population at risk?
Case definition
Individuals from the population at risk diagnosed with probable or definite vCJD.
An agreed checklist of hypotheses to consider (Appendix 2) will drive the investigations. This checklist will not be fixed and items may be added as further hypotheses are generated.
7.3.2 Descriptive phase
This phase is likely to be important whilst hypotheses for transmission are being developed. This phase may involve the use of more qualitative techniques to gather information to guide the investigation. Whilst novel hypotheses may be explored, it is envisaged that a ‘minimum information set’ will be generated which provides essential details relating to the most likely hypotheses (Appendix 3). Steps in the descriptive phase may include:
E.g. meat trading and butchering practices, agricultural practices, herd structure (beef/dairy, breed), history of BSE, water supply etc. Routine data sources will provide some information but interviews are also likely to be necessary.
7.3.3 Review phase
Once all the relevant descriptive information has been gathered it should be reviewed. Certain hypotheses may be discarded at this stage. Others may appear more plausible or new hypotheses may present themselves. At this stage the Investigation Team need to decide whether a formal epidemiological study is required to test specific hypotheses.
7.3.4 Analytic phase
This phase may become more important as information from investigations accumulates and hypotheses need to be tested.
7.4 Reporting findings
As is normal practice, the Chair of the Local Incident Control Team will be responsible for producing a full report of the investigation. Due to the lengthy delays that can occur in writing and agreeing final reports, the Investigation Co-ordinator will compile a standardised interim report for each investigation. This will be agreed by the local team and reviewed by the Working Group. The National Steering Group will present a summary of all investigations to the SEAC Epidemiology Sub-group biennially.
8 Roles and responsibilities
8.1 National Steering Group
8.2 Working Group
8.3 Local Investigation Team
8.4 CCDC
8.5 Investigation Co-ordinator
8.6 NCJDSU
8.7 LSHTM
8.8 CDSC
8.9 Department of Health
If you have any questions or comments on this protocol please contact Dr Hester Ward at the NCJDSU (h.ward@ed.ac.uk) or Dr Noel Gill at CDSC (ngill@phls.org.uk).
Appendix 1
Membership of National Steering Group
Dr N Connor – Department of Health, Communicable Diseases Branch
Mr A Harvey – Department of Health, Communicable Diseases Branch
Dr N Gill – PHLS Communicable Disease Surveillance Centre (convenor)
Dr R Salmon - PHLS Communicable Disease Surveillance Centre
Dr H Ward – National CJD Surveillance Unit
Mr S Cousens - London School of Hygiene and Tropical Medicine
Dr D Walker – Durham HA / Public Health Medicine Environmental Group
Dr P Horby – PHLS Communicable Disease Surveillance Centre (secretary)
Appendix 2
Checklist for investigation of Geographically Associated Cases of vCJD
1 Diet
Rationale: Large numbers of BSE infected cattle were slaughtered for human consumption.
Specific hypothesis of interest: local butchering practices, particularly butchering of the head on the same premises as the butchering of the rest of the carcass, may have led to consumption of material with a high infectious titre.
1.1 Meat/ meat product purchase
Where did cases purchase meat/ meat products, especially mince, burgers, meat pies, sausages during the period 1980-1996? A detailed questionnaire on the purchase of meat products is now part of routine data collection that takes place during the initial visit by the NCJDSU to all cases of vCJD.
1.2 Butchering practices
Did any of these outlets butcher cattle heads on the same premises as they butchered other parts of the carcass?
1.3 Local cattle
Where did these cattle come from? What were they used for? What age were they? What breed were they? Was BSE reported in these herds?
1.4 Take- away/ restaurant purchasing
Did the cases purchase meat products such as burgers, sausages or meat pies regularly from the same fast-food/takeaway outlets, restaurants or pubs?
2 Medical
Rationale: a large number of medical products were produced using bovine materials including a wide range of medicines, some vaccines and catgut sutures. Surgical procedures also carry the theoretical risk of secondary transmission from an infected individual to another individual.
Specific hypotheses of interest:
2.1 General practice
Did cases share the same general practitioner at any time between 1980 and 1996? If so, did they undergo minor procedures at the GP’s surgery at around the same time? Did they receive the same treatments at the same time?
2.2 Vaccination
When and where were the cases vaccinated during the period 1980 to 1996? Which makes and types of vaccine did they receive (routine and travel)? Were they vaccinated with the same vaccine batch?
2.3 Surgery
Did cases undergo surgical procedures in the same hospital at around the same time during the period 1980-1996?
2.4 Out-patients clinics (hospital, community)
Did cases attend out-patients at the same location and at the same time during the period 1980- 1996? If so, did they undergo minor procedures/ interventions in the out-patient clinic at around the same time? Did they receive the same treatments at the same time?
3 Dentistry
Did cases share the same dentist at any time between 1980 and 1996? If so, did they undergo any dental procedures (other than cleaning/dental hygiene) at around the same time?
4 Ophthalmology
Did the cases use contact lenses in the period 1980 to 1996, including those worn for social reasons (e.g. to change eye colour)? Did they undergo tonometry in the same location at around the same time during this period?
5 Water Supply
Rationale: it has been suggested that waste material from abattoirs or rendering plants, spread onto fields could lead to infectious material reaching the water course and hence the water supply.
Specific hypothesis: individuals were infected through contamination of a shared water supply.
- Were abattoirs/rendering plants discharging waste material in the catchment area of the water supply during the period 1980-1996?
- Did cases share a common water supply at any time during the period 1980-1996?
6 Social or leisure activities
Rationale: individuals may have been exposed to a common source of infection through social or leisure activities.
Specific hypothesis: individuals may have been infected through a common exposure linked to social or leisure activities.
- Did cases have any social or leisure activities in common during the period 1980-1996? For example, did they go to the same pub? Did they attend the guides/scouts/ the same youth club/night clubs? Did they go to watch the same football team? Were the cases sexual partners?
7 Occupation
Rationale: individuals may have been exposed to a common source of infection at work.
Specific hypothesis: individuals may have been infected through a common exposure to infected materials linked to work.
- Did the cases work in the same organisation at any time during the period 1980-1996?
- Did the cases work in occupations involving contact with animals or animal products? (could include leather, etc.)
8 Schooling
Rationale: individuals may have been exposed to a common source of infection at school.
Specific hypothesis:
(i) Individuals were infected through eating the same school dinners
(ii)Individuals were infected through dissecting bulls’ eyes.
- Did cases attend the same school during the period 1980 to 1996?
- Did cases eat school meals during this period?
- Even if cases did not attend the same schools, were they eating school meals from the same source?
- Did they dissect bulls’ eyes? If so, what was the source of the bulls’ eyes?
9 Other exposure to animals
Rationale: it is known that cats get FSE. It has been suggested that transmission of BSE to humans could have occurred indirectly through transmission to other animals, such as cats.
Specific hypothesis: individuals were infected through being bitten or scratched by animals such as cats.
- Did the cases keep pets or take part in leisure activities involving contact with animals? If they had contact with cats, were any sick from an unexplained illness during 1980 to 1996?
- Did cases have a history of being bitten by pets or other small animals?
- What was the incidence of FSE in the area from 1980- 1996?
10 Needle puncture
Rationale: individuals may have been infected through cross- contamination of re- used needles for non- medical or recreational purposes.
Specific hypothesis: individuals were infected through ear piercing, body- piercing, acupuncture, intravenous drug use.
- Did the cases have ear or body piercing? When and where was this carried out?
- Did the cases undergo acupuncture? When and where was this carried out?
- Did the cases take recreational drugs? Did they ever inject them? Did they ever share needles?
Appendix 3
Information set to guide the investigation of geographically associated cases of vCJD.
The National CJD Surveillance Unit (NCJDSU) undertakes a detailed interview of every suspected case of vCJD referred to them. The interview seeks detailed information on diet, medical procedures, occupation, and educational and residential histories. However, since associations between cases will often only become apparent some time after the initial interview, the initial interview cannot probe for particular associations between cases.
When geographically associated cases of vCJD are identified the information in the following tables should be checked or collected. Given that exposure of the UK population to the BSE agent is likely to have been greatest between 1980 and 1996, it is reasonable to limit the investigation to exposures or events occurring from 1980 onwards.
Where an association is identified, further investigation may be necessary. For instance, it may be discovered that a number of cases purchased meat from the same source. Information that might then be required includes the original source of the meat, the BSE history of the particular farms that supplied the meat, where the animals were butchered and the butchering practices in the establishment that supplied the meat.
A detailed review of medical and dental records may not always be a necessary part of the investigation of associations between cases of vCJD e.g. if the cases were never registered with the same dental practice. However, such a review may be necessary for individual cases to establish if there is any risk of iatrogenic transmission of vCJD. The CJD Incident Panel at the Department of Health (Tel: 020 7972 5324) has been established to provide advice on the management of the possible risk of transmission resulting from medical or dental procedures in people subsequently diagnosed with CJD.
Check list
Note: Details of cases must not be disclosed to the family of associated cases unless permission to share this information has been sought and granted.
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Availability of information |
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Educational |
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Did any of the cases ever attend the same school? If yes, did the cases attend the same school at the same time? |
An educational history is collected by NCJDSU. |
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Did any of the cases eat school meals from the same source? One supplier of school meals may supply many schools. |
Local Education Authority. |
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Medical / dental history |
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Did any of the cases ever undergo surgery at the same hospital? If yes, further investigation in partnership with the relevant Trust will be necessary. |
A history of operations is collected by NCJDSU. Primary care notes. Some information may have already been collected for the CJD Incident Panel. |
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Did the cases ever attend the same hospital outpatients clinic? If yes, further investigation in partnership with the relevant Trust will be necessary. |
The NCJDSU collects information on regular attendance at hospital outpatients. Primary care notes. Some information may have already been collected for the CJD Incident Panel. |
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Were any of the cases ever registered with the same GP practice at the same time? If yes, a full review of the notes will be necessary to produce a chronology of visits and the purpose of each visit, including vaccinations and minor surgery. |
Primary care notes. Supplementary interview with case informant may be necessary. Some information may have already been collected for the CJD Incident Panel. |
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Were any of the cases ever registered with the same dental practice at the same time? If yes, a full review of the notes will be necessary to produce a chronology of visits and the purpose of each visit. |
NCJDSU ask about history of dental treatment other than fillings. Supplementary interview with case informant may be necessary. Some information may have already been collected for the CJD Incident Panel. |
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Did any of the cases ever attend the same opticians? If yes, a full review of the notes will be necessary to produce a chronology of visits and the purpose of each visit. |
Supplementary interview with case informant will be necessary. |
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Occupational / recreational / social |
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Did any of the cases ever share the same occupation? |
An occupational history is collected by NCJDSU. |
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Did any of the cases ever work at the same place? If yes, did the cases work there at the same time and what was the nature of their job? |
An occupational history is collected by NCJDSU. Supplementary interview with case informant may be necessary. |
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Did any of the cases ever have tattoos, body piercing or acupuncture carried out at the same establishment? If yes, further investigation will be necessary to produce a chronology of visits and the purpose of each visit. |
NCJDSU collect information on acupuncture, piercing and tattoos but not the establishment. Supplementary interview with case informant may be necessary. |
Note: Details of cases must not be disclosed to the family of associated cases unless permission to share this information has been sought and granted.
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Availability of information |
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Were two or more of the cases intra-venous drug users? If yes, further investigation will be necessary to try to establish if the cases may have shared injecting equipment. |
NCJDSU collect information on intra venous drug use. Supplementary interview with case informant may be necessary. |
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Did any of the cases know each other? If yes, what was the nature of the relationship? Close friends, casual acquaintance? |
Supplementary interview with case informant will be necessary. |
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Did any of the cases ever belong to the same clubs or groups? |
NCJDSU may have some information on social activities. Supplementary interview with case informant may be necessary. |
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Did any of the cases share any hobbies or sports? |
NCJDSU may have some information on social activities. Supplementary interview with case informant may be necessary. |
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Did any of the cases regularly eat meat products purchased from the same establishment? |
NCJDSU will have some information on where meat products consumed by cases were purchased. Supplementary interview with case informant may be necessary. |
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Did any of the cases regularly eat out at the same restaurant, pub or café? |
NCJDSU may have some information on restaurants / pubs regularly visited by the cases. Supplementary interview with case informant may be necessary. |
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Did any of the cases suffer animal bites? |
NCJDSU may have some information on bites. Supplementary interview with case informant may be necessary. Primary care notes. |
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Environmental |
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Was there a rendering plant, abattoir or meat processing plant close (5 km) to where the cases lived? If yes, there may be a need to investigate the waste management procedures of the plant and the cases’ water supply. |
Local Environmental Health Department. Relevant water supply company. |
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What is the history of BSE and Feline Spongiform Encephalopathy in the local area? |
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